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Open-end fund
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91	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 20, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-23 11:20:27 Funds Financial services Collective investment schemes Exchange-traded fund Net asset value Open-end fund Financial adviser Securities market Security Financial economics Investment Finance
92	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 29, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated App Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 06:19:24 Financial services Stock market Collective investment schemes Exchange-traded fund Futures contract Financial adviser Security Money market fund Open-end fund Financial economics Investment Funds
93	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 1, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 09:45:23 Funds Financial services Financial markets Exchange-traded fund Collective investment scheme Advisorshares Financial adviser Open-end fund Security Financial economics Investment Finance
94	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 30, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-31 07:49:14 Funds Financial markets Financial services Collective investment schemes Security Exchange-traded fund Asset-backed security Open-end fund Investment Advisers Act Financial economics Investment Finance
95	Cash Receipt Modifications -WHILE 13TH ACCTG PERIOD IS OPENBased on CAS Year End Memo CR modifications involving Revenues and BS Accounts that reclassify deposits from one fund to another fund should be coded to the Add to Reading List Source URL: www.sbs.alabama.gov Language: English - Date: 2012-10-12 11:19:47 Accountancy Accounts payable Business Accounting systems Debits and credits
96	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED SECURITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-13 15:14:33 Finance Financial services Collective investment schemes Closed-end fund Ruane Cunniff & Goldfarb Net asset value Open-end fund Rate of return Sequoia Financial economics Investment Funds
97	1 THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION 2 3 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-22 10:35:00 Financial services Collective investment schemes Funds Mutual fund fees and expenses Institutional investors Expense ratio Mutual fund Open-end fund Financial economics Investment Finance
98	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. IC-31093; File No[removed]Resource Real Estate Diversified Income Fund and Resource Real Estate, Inc.; Notice of Application June 23, 2014 Agency Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-24 07:56:30 Financial services Funds Institutional investors Stock market Hedge fund Mutual fund Open-ended investment company Net asset value Open-end fund Financial economics Investment Finance
99	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Absolute Shares Trust, et al.; Notice of Application June 12, 2014 Agency: Securities and Exchange Commission (“Commission”). A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-13 08:09:55 Financial services Investment company Investment Company Act Investment Advisers Act Unit investment trust Exchange-traded fund Financial adviser Open-ended investment company Closed-end fund Financial economics Investment Funds
100	Interpretation: Valuation of Debt Instruments by Money Market Funds and Certain Other Open-End Investment Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-20 16:27:20 Funds Financial services Collective investment schemes Financial markets Net asset value Mutual fund Money market fund Mark-to-market accounting Valuation Financial economics Investment Finance